// REGULATORY, RISK AND COMPLIANCE
A regulatory, risk and compliance partner
you can rely on
Remaining compliant with evolving financial regulations is essential yet many businesses lack end-to-end risk and compliance management frameworks. Our expert consultants keep your business secure, compliant, and future-ready.
Transform regulatory risks into opportunities
Regulatory complexity can be overwhelming, leading to increased risk, poor compliance, and missed opportunities. Our expert-led solutions streamline compliance, delivering a multiplier effect that prioritises regulatory compliance and ensures your financial services business is risk-free and ready for growth.
Let’s talk
The CubeMatch Approach
We are proud to have a unique team of highly experienced Financial Services Risk Management (FSRM) experts who offer a blend of qualitative, quantitative, regulatory, and technology skills, backed by deep industry experience to deliver tailored solutions for your business.
FSRM experts
Our team combines qualitative, quantitative, and regulatory expertise to address both visible and hidden risks, turning risk management into a performance accelerator.
Industry practitioners
As experienced professionals, our team can offer specialised advice to strengthen your risk function, ensuring resilience and compliance
Wealth of localised knowledge
With teams in key regions and near-source deployment, we provide locally tailored, globally informed solutions.
Trusted by leading financial institutions
We are trusted consultants with long-term partnerships for leading tier one financial institutions.
// OUR EXPERTISE
Navigate the ever-changing regulatory landscape with CubeMatch
CubeMatch Group RegTech Brochure
See how our regulatory, risk and compliance services can help you navigate complex regulations, mitigate risks, and ensure compliance with global industry standards.
CubeMatch Group RegTech Brochure
Why choose CubeMatch?
We make it our mission to know the ins and outs of financial regulations. By partnering with us, you can equip your business with the expertise and solutions needed to navigate the ever-changing regulatory landscape, stay competitive, and deliver complex risk programmes effectively.
Align with evolving regulations
Our expert guidance ensures your business remains compliant and secure as you align with the latest regulatory requirements.
Maintain your competitive position
We help you stay agile and flexible, allowing your business to quickly adapt and maintain a strong marketing presence in a fast-moving industry.
Deliver large and complex Risk programmes
With proven experience in managing large-scale risk programmes and their interdependencies, we’re the right choice for expert-led delivery and effective risk mitigation.
Strengthen your Technology and Change lifecycle
We integrate our regulatory expertise with technology, strengthening your change management processes for long-term success.
Direct line to strong RegTech expertise
Our strong Regtech expertise simplifies and improves your regulatory monitoring, report, and compliance processes, helping you stay compliant and open for new opportunities.
Improve your efficiency, security, and compliance
Our tailored regulatory risk and compliance solutions fit your specific needs, enhancing operational efficiency, safeguarding your systems, and ensuring ongoing compliance throughout your organisation.
CASE STUDY
Reviewing and redeveloping Non-Performing Exposure and Forbearance
Discover how we helped a Dutch banking client redefine their processes for handling Non-Performing Exposure and Forbearance. Our team provided expert business analysis, supporting the redevelopment and implementation of key processes to meet new regulatory requirements and futureproof operations.
Read the full case study
// FAQS
Your questions answered
By proactively identifying and assessing risks, businesses can improve decision-making, allocate resources more effectively, and capitalise on opportunities in a dynamic business environment. This is done through developing robust risk management strategies, implementing controls and safeguards, and creating contingency plans to mitigate potential risks.
Prudential regulation and consumer protection represent two pivotal dimensions of financial regulation. Prudential regulation ensures that firms possess the necessary funding to engage in secure trading and have established adequate risk management mechanisms while adhering to proper governance. Central to prudential regulation is the concept of authorisation, which dictates that only firms meeting specified requirements are permitted to partake in financial system operations. Conversely, consumer protection aims to guarantee equitable treatment of customers by firms throughout the sales process and in the handling of grievances. It further entails establishing rules guiding firms on the appropriate treatment of their clientele.
Financial service providers are subject to rigorous and intrusive supervision to ensure compliance with regulations. Risk-based supervision entails the close monitoring of firms in accordance with the level of risk they pose to the financial system. Moreover, enforcement mechanisms are in place to address misconduct within the financial services sector. When firms demonstrate non-compliance with regulations, measures are implemented to ensure adherence to the prescribed rules and standards.
• Workplace health and safety regulations
• Employment law
• Financial reporting rules
• Data privacy and security laws that regulate employee and customer information
• Environmental regulations governing emissions control, waste management, and accurate sustainability reporting
Certain requirements are specific to industries and geographic locations, such as the regulations set forth by the SEC, ESMA, and FCA in finance. However, some requirements have implications across multiple jurisdictions. Therefore, organisations must know that non-compliance with these standards carries substantial operational, reputational, legal, and financial risks.
Trusted by financial services leaders worldwide
Every change starts with a conversation.
Let's chat about how CubeMatch can drive your transformation.
Get in touch to see how we can work together to make a difference for your business.